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Table of Fees for Services

Fees Table

Fees Charged by Investment Adviser
Fee Amount
Frequency Fee is Charged
Services
Assets Under Management Fee
$250,000 to $500,000 – 1.25% 
Next $500,000 – 1.00%
Next $2,000,000 - .75%
Over $3,000,000 - .50%
Quarterly in advance
Portfolio Management for individuals and small businesses; and Financial Planning Services
Hourly Fee
$300 per hour
½ due when start engagement and ½ upon presentation
Financial Planning and Lectures/Teaching
Subscription Fee
$0
NANA
Fixed Fee
At times a retainer fee charged when more appropriate – Minimum $3,000 p/y
Quarterly in advance
Portfolio Management for individuals and small businesses; and Financial Planning Services
Commissions to the Adviser
$0
NANA
Performance Based Fee
$0
NANA




Fees Charged by Third Parties
Fee Amount
Frequency Fee is Charged
Services
Third Party Money Manager
$0
NANA
Robo-Adviser Fee
$0
NANA


Additional Fees and Costs to Discuss with Your Adviser

Additional Fees/Cost
Yes/No
Paid To
Brokerage FeesNANA
Commission FeesNANA
Custodian FeesYesAt times transaction fees to TD Ameritrade – for annuities, fees to Nationwide
Mark-ups
No
NA
Mutual Fund/ETF Fees and Expenses YesExpense ratios paid to various mutual fund companies